We are delighted to bring you our third individual accountability framework awareness and readiness survey report in partnership with the Compliance Institute.
The 2023 IAF Awareness and Readiness Survey Report
Continuing our successful partnership, Mazars and the Compliance Institute present our third survey, offering fresh insights into IAF Awareness and Readiness. Pleased with the ongoing high engagement, we present the results of our November 2023 survey, derived from 126 responses from Compliance Institute members.
Analysing Trends Across Financial Services
This third instalment delves into emerging trends within the financial services sector, providing a detailed examination of the industry's readiness for the Individual Accountability Framework (IAF) and its perceived impacts. Quarter 4 of 2023 is a pivotal period as the sector prepares to implement fitness and probity enhancements, the Senior Executive Accountability Regime (SEAR), and an amended Administration Procedure in 2024.
Amidst transformative changes in the financial landscape, our report offers a comprehensive overview of the challenges and opportunities of imminent regulatory updates. Explore the key findings and download the report.
We trust this report will serve as a valuable resource as you finalize your Individual Accountability Framework arrangements. Gain insights, stay informed, and navigate the evolving financial services landscape with confidence.
It has been five years since the GDPR came fully into force. We now have a good idea of how data protection will be interpreted and should be applied. We also understand that it's always a moving target with internal organisation changes, external guidance, sanctions, and judgement needing to be understood and addressed.